Capital Markets & Securities Market Regulatory

We provide end-to-end legal advisory across equity and debt capital markets transactions and securities law matters. We act for issuers, promoters, investors, intermediaries, and market participants from pre-IPO structuring through to post-listing compliance and regulatory enforcement.

• Pre-IPO restructuring, governance alignment, and compliance health checks
• IPO structuring – fresh issues, OFS, QIPs, rights issues, FPOs, and preferential allotments
• DRHP, RHP, and Prospectus drafting, review, and SEBI filing support
• Legal due diligence for issuers, promoter groups, and key subsidiaries
• Post-listing SEBI LODR compliance, disclosures, and related party advisory
• Insider trading advisory, codes, and trading window policies
• Takeover, open offer, delisting, and FPI compliance advisory
• Debt listing, NCDs, and bond issuances
• Buyback, bonus, and capital restructuring
• SEBI intermediary registrations – Investment Adviser (IA), Research Analyst (RA), Portfolio Management Services (PMS), and Mutual Fund Distributor – and associated regulatory and compliance advisory

To know more about the practice area and our expertise, please write to us at capitalmarkets@legalogic.com